Legal & disclosures

How to make an IIROC complaint

While most experiences with an IIROC-regulated investment firm or advisor are positive, sometimes things don’t go so well. It is essential for investors to have options for their regulatory complaints, and to know that they are fairly and impartially addressed.  How to Make a Complaint , a video created by IIROC, outlines how every investor has a right to know their options and navigate the process of making a complaint.